STAR Registry Listing for
Pontera Order Management System (OMS)
Pontera Order Management System (OMS)
Pontera Order Management System (OMS) is a secure, cloud-based platform that enables financial advisors to view, analyze, and manage held-away and retirement accounts on behalf of their clients. It supports data aggregation, investment monitoring, and the facilitation of advisor-initiated orders. Pontera OMS helps firms enhance visibility, streamline workflows, and uphold fiduciary oversight while maintaining strong security and compliance controls.
Listed Since: 06/06/2025
STAR Level 1
CAIQ Self-assessment v4.0.3
Offers an industry-accepted way to document what security controls exist in IaaS, PaaS, and SaaS services. It provides a set of Yes/No/NA questions and space to justify the response a cloud consumer and cloud auditor may wish to ask of a cloud provider to ascertain their compliance to the Cloud Controls Matrix (CCM).
Created or renewed 5 months ago, on April 13, 2026.
